has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral
13.30 น. มีการบรรยายพิเศษ หัวข้อ “Policy choice for regulating digital asset industry” โดยศาสตราจารย์ Douglas Arner อาจารย์คณะนิติศาสตร์ มหาวิทยาลัยฮ่องกง และการสัมมนา หัวข้อ “Opportunities, Challenges
Investment Management Companies.IOSCO is an international organization of capital market regulators regulating over 95% of the world ' s capital market. APRC is one of the four regional committees of IOSCO
to his lack of qualifications or his prohibited characteristics pursuant to the law regulating such business operators and the notifications issued by virtue of the said law, such person shall be
-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and Promote National Sustainability.”Mr. Srettha
ก.ล.ต. จัดสัมมนา Thailand SEC Policy Dialogue 2018: Regulating by Market Forces โดยมุ่งหวังให้กลไกตลาดมีส่วนสำคัญในการขับเคลื่อนตลาดทุนแทนที่จะใช้การออกกฎเกณฑ์เพียงอย่างเดียว และนำเสนอผลงานวิจัยยอด
country regulating the offering of such fund must have adequate investor protection measures, as specified on the SEC List of Eligible Countries. Exceptions may apply to foreign ETFs with passive
, developing and regulating securities businesses and the Thai capital market in consistence with the changing environments. In this regard, the SEC is working with the World Bank Group, an organization with
capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders
Foresight and Effective Supervision: To be fully knowledgeable of relevant risks to support effective market supervision, and to enhance supervisory standards in regulating listed companies and commercial