visiting SEC booth at SET in the City 2013. Presented under the theme ?SEC Investment Academy?, the SEC booth this year will be a source of knowledge for new investors. The visitors can start learning their
run, such as, an MOU with ASEAN members to allow the offering of collective investment scheme (CIS) set up in ASEAN to retail investors, promoting asset allocation services to support investors to
also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing
investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose
. This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line
ordinary shares to any person or subscriber if such offer for sale or allocation will, or may result in: (a) a violation of any laws, rules or regulations of the Kingdom of Thailand or of any other countries
Bangkok, February 13, 2013 ? The SEC is seeking public comment on draft amendments to the rules governing the proportion of investment unit holdings in mutual funds for general investors (retail
, thereby enriching the value of audits and their relevance. Auditors play a meaningful role in the process of resource allocation and the AARG?s work with its constituents in rolling out this initiative in
incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to