Rules for Custody of Customer Assets and Essential Details of Custody Agreement
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7817 SEC public hearing on proposed amendment to repo / reverse repo agreement regulations benefits from the securities in possession . In any case
=6147 SEC public hearing on proposed amendment to repo / reverse repo agreement regulations benefits from the securities in possession . In any case, securities companies would need to establish efficient
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
appears in a draft agreement appointing a debenture holder representative disclosed in the filing, effective on February 15, 2022 ("draft agreement"), differs from the condition in an agreement
registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which appears in a draft agreement
agreement appointing a debenture holder representative disclosed in the filing, effective on February 15, 2022 ("draft agreement"), differs from the condition in an agreement appointing a debenture
) measures on the use of cloud computing under the policy established in Clause 8(1) which covers: (a) an agreement between the cloud provider and the intermediary which contains at least the following matter