Bangkok, April 27, 2015 ? The SEC urges shareholders of CyberPlanet Interactive Plc. (CYBER) to exercise voting rights, at the upcoming shareholders? meeting on April 30, 2015, on the company proposal to purchase outstanding and newly issued shares of Andaman Power and Utility Co., Ltd. (APU) totaling 3.4 million shares worth 340 million baht, to obtain concession to sell the power to Myanmar government. The independent financial advisor (IFA) viewed that the proposed transaction is not reasonab...
Bangkok, October 21, 2015 ? The SEC urges shareholders of Circuit Electronic Industries Public Co., Ltd. (CIRKIT) to thoroughly study the proposal to invest in non-performing loan (NPL) portfolio without collateral and to exercise their voting right at the shareholders? meeting on October 28, 2015.CIRKIT is seeking the shareholders? approval to (1) invest in 676.10 million baht worth of non-collateral NPL portfolio at the purchase price of 40.16 million baht, (2) issue capital shares via private...
Bangkok, October 27, 2015 - The SEC urges shareholders of Superblock Public Company Limited (SUPER) to thoroughly study the solar cell power plant investment project before casting votes at the shareholders? extraordinary meeting on October 30, 2015. SUPER is seeking the shareholders? resolution to allow Super Solar Energy Co., Ltd., a 100 percent owned subsidiary through indirect shareholding, to enter into five major transactions worth 14,445 million baht to acquire ordinary shares and increas...
investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
’ inquiries on the matter, as well as to communicate the facts clearly to their customers.In this regard, investors are advised to follow updates and information via the SEC’s website and Facebook page, as well
Bangkok, October 17, 2013 ? The SEC advised shareholders of Wyncoast Industrial Park Plc. (WIN) to exercise their voting rights at the company?s Extraordinary General Meeting (EGM) on October 22
Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective
sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest.In addition, Pisist advised other clients to buy shares of a company
sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest. In addition, Pisist advised other clients to buy shares of a company
loss. Moreover, {A} advised the client to wait for a quota of IPO shares and expect such shares to compensate for the loss incurred in the client’s derivatives trading account. {A}’s behaviors above were