except where such position does not cause any conflicts of interest with management of funds. Clause 5. The management company shall submit to the Office the following documents relating to its fund
the following documents relating to its fund managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers
เอกสารรับฟังความคิดเห็น รายการเอกสารแนบ 1. เอกสารแนบ 1 2. เอกสารแนบ 2 3. เอกสารแนบ 3 4. เอกสารแนบ 4 5. เอกสารแนบ 5 http://www.sec.or.th/TH/Documents/hearing/hearingpaper_39_2560_S1.pdf http
The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
Prescribing Forms of Applications for the Offer for Sale of the Non-Voting Depository Receipt and Supporting Documents
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being