ว่าตอ้งการเปิดการใชง้านบญัชี และขอสิทธิในระบบงาน และแบบค าขอหรอืรายงานใดบา้ง Subject: SEC new account notification เรยีน Account Administrator บญัชีผูใ้ชง้านของ ส านกังานคณะกรรมการก ากบัหลกัทรพัยแ์ละ
ยงัผูบ้รหิารบญัชีผูใ้ชง้าน ว่าตอ้งการเปิดการใชง้านบญัชี และขอสิทธิในระบบงาน และแบบค าขอหรอืรายงานใดบา้ง Subject: SEC new account notification เรยีน Account Administrator บญัชีผูใ้ชง้านของ ส านกังานคณะกรรมการก า
position for their proprietary account before the effective date of this Notification, such derivatives broker shall: (1) In case of investing in securities, the derivatives broker shall act in accordance
the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account according to the notification governing derivatives
the Office to make a derivatives trading for their own account according to the notification governing derivatives trading and providing of derivatives services by the securities company issued by
margin account under the notification of the SEC on short selling, the deposition or call for collateral form such customer shall be in accordance with the rule as notified by the Office by virtue of the
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. KorDor 29/2540 Re: Rules, Conditions and
securities to its customer through a margin account under the notification of the SEC on short selling, the deposition or call for collateral form such customer shall be in accordance with the rule as notified
receivables of securities borrowing; (g) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position