client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s
from Krungsri Securities PLC., the SEC probed into the case and found that Atthapol submitted trading orders for the client?s securities trading account through IP address of Krungsri Securities during
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
สมมุติฐานที่ใช้ในการกำหนดราคาแปลงสภาพที่เป็นสูตรอ้างอิงราคาหุ้นในอนาคต รวมทั้งความเห็นคณะกรรมการบริษัทเกี่ยวกับความสมเหตุสมผลของสมมุติฐาน และผลกระทบต่อผู้ถือหุ้น หากมีผู้ใช้สิทธิแปลงสภาพทั้งหมด (worst case
) เช่น มีคำอธิบายเกี่ยวกับผลขาดทุนสูงสุดที่อาจเกิดขึ้น (worst case scenario) รวมถึงจัดเก็บหลักฐานการให้คำแนะนำแก่ผู้ลงทุน
692 million baht of net selling asset price proposed to the Fund is well below approximately 800 million baht of fair price of the assets in case of self-management or selling to other persons. In
} and {C} for aiding and abetting {A}'s wrongdoing.With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that during November 16 - December 7, 2010, {A}, then
, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations
Center to enhance its role as an information consultant to prevent potential scam damage, urging the public to thoroughly check in case of uncertainty to make well-informed investment decisions. Mr