/2543 24/08/2000 05/09/2000 2. Notification of the Office of the Securities and Exchange Commission SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock
NMG current and former executives/directors for manipulating the company’s income statement financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET
current circumstance, the issuer needs to rectify any illegal business activities in accordance with the board definition prior to obtaining an IPO approval. This could delay fundraising and consequently
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
) Philippines, and starts with providing analysis and advice on securities not having complex characteristics, such as stock, bonds, mutual fund, collective investment schemes (CIS) and real estate investment
either those listed on the Stock Exchange of Thailand or non-listed have never once issued bonds, even though bond issuance is subject to fewer requirements than those apply to equity issuance. Thus, the
IPO approval from the SEC. Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus
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SEC Secretary-General Pornanong Budsaratragoon said: “On 19 April 2024, the Technological Crime Prevention and Suppression Committee passed a resolution for the SEC to share the information on
SEC revealed that at the 7th ARFP Working Group meeting, the progress of opening a funds passport was discussed. The member countries that are ready to submit a request for approval for sale are