March 2019. Therefore, SEC will not accept her future application for approval as personnel in the capital market for 15 months in the same manner as for the case of her approval as investment

investors in the same direction. Our efforts support the mission of the SEC and related organizations in driving the Thai capital market towards sustainability.”The AIMC’s Three-Year Sustainable Roadmap aims

raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing

the same time, from 8 – 10 November 2019,  SEC also launched a parallel activity, providing knowledge on the capital market and the accounting career path to the students of 6 universities in Chiang

THB 130 million and interest. In addition, this loan is considered a connected transaction as GSC and ACAP have the same directors.  However, GSC did not seek approval from the shareholders in

, filed the criminal complaint against Mr. Suphan Sethapanich for this offense at the same time. In addition, the criminal complaint by the SEC is only the starting point of the criminal law enforcement

failed to notify the SET on the same day as required and only did so 35 days later.In addition, when the company submitted a request for withdrawal of the rehabilitation petition on 7 July 2017 ? the

portal approval, an applicant must have the same qualifications and work systems required for equity crowdfunding, and must also have a system for assessing credit worthiness and risks of the debt

close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the

lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation.  The same