Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
from both securities business and derivatives business, due to a decrease in SET average daily trading volume and TFEX trading volume of retail investors. 1.2 Fees and Service income The Company’s fee
Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
growth in the Financial Services sector ) strengthening the business environment through intellectual property enforcement, regulatory reform, and improved competition policy; b) improving transparency
กรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ financial condition, source of income and property used as collateral or for repay debts in derivatives trading. Clause 21. Prior to opening the account or
of businesses for business operators in the capital market. This is in line with the objectives of the CMDF that call for the development of infrastructure while developing the competitiveness of the
management, such as, the issuance and offering of securities, the Know Your Client process, the securities registration process, as well as the trading and clearing and settlement process. Furthermore
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “ intermediary ” means: (1) a derivative business operator in
, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “intermediary” means: (1) a derivative business operator in