on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut
, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and https://publish.sec.or.th/nrs/5197pe.doc (Translation
none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is
> Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1 https://www.sec.or.th/EN/Pages/MarketData
debentures without having obtained an approval from the SEC Office http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 3/2021 Dated 21/12/2021 Satang Corporation Company Limited
Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the
under receivership by court order, the person with the proceeding power shall segregate and manage the https://publish.sec.or.th/nrs/6121pe.doc แบบแสดงราการข้อมูลประจำปี renewal of approval, provided that