Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for Institutional Investors
, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
Bangkok, May 14, 2014 ? The SEC allows broader investment in foreign investment products and permits more business operators to provide services in foreign currency denominated securities. SEC
Period As Of Details INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED 2023 Reviewed
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives