penalties under Section 75 of the Emergency Decree. The SEC has therefore filed the criminal complaint with the CCIB for consideration of further legal action. In any case, filing a criminal complaint is

collateral placement, selection of securities, data processing and data reporting to the management, agreement with investors and additional conditions in the case where business operators have the duty to

new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates

companies are instructed to comply with the Guidelines for Prevention and Control of the Novel Coronavirus Disease 2019 (COVID-19) in Case of Holding Meetings, Seminars or Other Activities of Similar Nature

future application for approval as personnel in capital market business shall not be accepted for five years. In any case, since Krungthai Zmico has already suspended her from the role of investment

business to apply for related licenses without license fee as is the case with the existing rules.   In addition, the existing licensees wishing to apply for Type E Securities Business License or Private

and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the

), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings

strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the

Association (ICMA) บรรยายเรื่อง "Green bond: Use case & preparation for the market"นายไพบูลย์ นลินทรางกูร ประธานกรรมการ สภาธุรกิจตลาดทุนไทย (ซ้ายสุด) นายธาดา พฤฒิธาดา กรรมการผู้จัดการสมาคมตลาดตราสารหนี้ไทย