(4) shall demonstrate to the Office that: (1)3 being a derivatives business operator in the category of derivatives dealer in accordance with the law of its home country; (2)4 undertaking derivatives
the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992) , and are not in contravention of the law nor impose a threat to the
the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992), and are not in contravention of the law nor impose a threat to the
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to
regarding derivatives contracts or suitability for purchasing and selling derivatives contracts, based on the amount of advisory contents in accordance with the rules and procedures as prescribed by the
advisory contents in accordance with the rules and procedures as prescribed by the Office. (4) giving advice through any media or at any seminars where the media owners, program owners, columnists, website