2 In this Notification: “intermediary” means a securities company or a derivatives intermediary. “the Notification concerning personnel” means the Notification of the Capital Market Supervisory Board
(company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and shall ensure
disclosed, the unitholders shall be entitled to claim damages from the CIS operator pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact
) _________________________________________ (company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and
from the CIS operator pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact that the registration statement contained false
_________________________________________ (full name) _________________________________________ (company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who
=100&qf=title_th_default&fq=system_name%3ASEC_News&start=530&rows=10 531 - 540 of 578 results Sort by: Relevance Date (Newest) Date (Oldest) ‘SDGs Resource Center’ to be one-stop knowledge hub for
สร้ำงพืนฐำน เชือมไทย เชือมโลก หัวขอ้ที ๔... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf act-sea1999-no2.pdf capital of at least one hundred million baht: (1) Keeping the
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-SEA.pdf act-sea1999-no2.pdf capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or