gains for themselves or another person. In this regard, they jointly approved and ordered RICH to not only make advance payment to trading partners for the purchase of goods without receiving goods in
. PRIME ROAD POWER PUBLIC COMPANY LIMITED PRIME TRADING, IMPORT AND EXPORT ONE MEMBER LIMITED LIABILITY COMPANY PRIMO MANAGEMENT COMPANY LIMITED PRIMO SERVICE SOLUTIONS PUBLIC COMPANY LIMITED PRINCIPAL
in BM trading orders in a manner consistent with price manipulation. These activities occurred in different time periods. The investigation also revealed no detectable connection between the two groups
Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 and 86 of the Penal Code. In addition, certain evidence pointed that securities trading orders executed through others? trading
for hedging purpose to prevent risk from changing of price or value of assets or liability, an obligation binding or going to bind in the future by derivatives broker. Such trading shall be made through
personnel, the intermediary shall govern its personnel to comply with such standards. Clause 10 An intermediary shall not make a contract with a client in a manner of release or limit its liability for damage
prevent risk from changing of price or value of assets or liability, an obligation binding or going to bind in the future by derivatives broker. Such trading shall be made through off-exchange with a
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by
agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded