Broker), and (2) Securities companies will be exempt from the requirement to obtain a digital asset business license related to G-Tokens, whereby such companies shall be regulated under the rules governing
areas to prevent conflicts of interest. Additionally, DA operators will be required to establish internal rules or procedures for customer asset safekeeping. In this regard, the current DA operators
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014.
SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor
capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders
ปฏิบัติตามกฎเกณฑ์ที่กำหนด รวมทั้งในกรณีที่ผู้ประกอบธุรกิจศูนย์ซื้อขายสินทรัพย์ดิจิทัลนำโทเคนดิจิทัลที่ออกเสนอขายไปจดทะเบียนซื้อขายในศูนย์ซื้อขายฯ จะต้องปฏิบัติตามเกณฑ์การคัดเลือกและจดทะเบียน (Listing Rules
banks giving services as selling agents of investment units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and regulations are issued for necessary reasons and
Digital Asset Businesses B.E. 2561 (2018).For more details of the rules and regulations governing application for digital asset business licences or information on digital asset investment, please visit
proceedings as agreed in this memorandum shall comply with the laws, rules and regulations for which the three agencies are answerable according to the law and shall not conflict or contradict with the public
there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into