in conjunction with Section 278 and Section 302/1 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”), in the case where ETL concealed material facts regarding the interim
conjunction with Section 278 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”), in the case where ETL concealed material facts regarding the interim dividend payment in September
Section 300 in conjunction with Section 278 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”), in the case where ETL concealed material facts regarding the interim dividend
appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the
1 No. CC20180203ELE February 23, 2018 Subject Report of the Resolutions of Board of Directors’ Meeting No.1/2018 To President The Stock Exchange of Thailand The Board of Directors of Cal-Comp
) (84.0) Less: Dividend income 157.8 121.4 36.4 30.0 389.6 442.2 (52.6) (11.9) Interest received 26.2 35.6 (9.4) (26.4) 87.3 127.6 (40.3) (31.6) Gain on foreign exchange (69.6) 42.0 (111.6) (265.8) 65.3
Notification of the Securities and Exchange Commission No. Kor Dor. 17/2539 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar By