investors and the public. This Initiative aims to empower individuals to enhance their quality of life and contribute to creating a financially aware society. However, achieving shared goals requires

the realm of sustainability, which is crucial to the strategy and business operations to mitigate sustainability risk, enhance competitiveness, and contribute to the country’s goal of achieving net

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

 trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had

Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any

>     - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading

suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023     - a bar from serving as a director or executive in a

. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside

extraordinary payment and the highest rate of payment in five years. Subsequently, they commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take

price at that time. Subsequently, Mr. Worawoot colluded with Miss Patcharapat Tongwaen to commit offense in using Miss Patcharapat’s securities trading account to purchase COL shares in such a way as to