additional client information; - The provision of services relating to investment analysis and consultancy so as to specify the plan for investment allocation for clients by distributing investments in
In June 2017, the SEC required EARTH to arrange a special audit on the transactions of the advanced payments for goods and the payment for the right to purchase goods. The EARTH's plan preparer later
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
unit; for instance, to monitor development of new regulations, work as knowledge center for all employees, inspect or review compliance of business operations, prepare operational inspection plan and
Bangkok, 8 June 2017 ? With reference to Energy Earth Public Company Limited (EARTH)'s disclosure of the default on the bills of exchange (B/E) repayment to the Stock Exchange of Thailand (SET) in
Bangkok, August 19, 2011 ? Vasant Thienhom, SEC Deputy Secretary-General stated concerning the Appeal Court?s today judgment that overturned the Court of First Instance on December 3, 2007 that
attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the
investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of
Forum: ACMF) ครั้งที่ 38 ซึ่งหน่วยงานกำกับดูแลตลาดทุนจากอินโดนีเซียเป็นเจ้าภาพ โดยมีวัตถุประสงค์เพื่อหารือทิศทางเชิงนโยบายและผลักดันการดำเนินงานของ ACMF ภายใต้ ACMF Action Plan 2021-2025 และเน้นย้ำ