Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class
) Mr. Natee Panichewa, and (4) Mr. Kerati Panichewa for selling shares of Dhipaya Insurance Public Company Limited (TIP) based on nonpublic information.Following a referral from the Stock Exchange of
. The Stock Market Flood Relief Fund was a collaboration amongst capital market organizations, comprising the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Securities
, structure, and provide useful advice for achieving business objectives. When achieving the objectives, PE will sell out the shares to any particular group of investors or via the Stock Exchange of Thailand
company.This case was a referral from the Stock Exchange of Thailand and auditor?s opinion. The SEC?s further investigation found reasonable evidence indicating that the acts of Amnat, Shine and Kittichai were
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
of investment in Day Poets Co., Ltd (A day). On 27 March 2017, POLAR disclosed information through the Stock Exchange of Thailand (SET) concerning four issues as follows: (1) refusal to hold an EGM as
respective fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on Paiboon, Pongsachalerm, Chaiwat, and Patara.Following the referral from the Stock Exchange of Thailand (SET), the SEC
delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002. The SEC found that some accounts were opened to trade KARAT?s shares only while
referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed