illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid
innovations in domestic and foreign markets; (3) Corporate finance & products: Rules, regulations and procedures governing issuance and public offering of financial instruments and related transactions;(4
their trading accounts and facilitating financial transactions via the accounts.{A}'s action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); while {B} and {C}'s
) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with
to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of IEC through the selling transactions of thermoplastic of an IEC project in Rayong province. In so doing, Mr. Bhusana
which would notify 1000X of transactions to 5,000 wallet addresses on 1000x.live, resulting in the website having a complete system for the business. The acts of 1000X and Worawat constitute jointly
(Domain Names), Facebook, Line and Youtube user-accounts that KMM owns or is entitled to use. The above transactions (“Komchadluek Business and Trademark Acquisition”) is considered an acquisition of assets