, promote the ICO issuer’s awareness and responsibility over project management for the benefit of digital token holders, as well as enhance confidence in both fundraising and investment through ICOs. The SEC
both the primary and secondary markets through digital asset business operators and securities companies.To ensure appropriate regulatory oversight and maximize public benefit, the SEC Board has resolved
the CHG shares through the securities trading accounts of Krit and Kullapa before CHG disclosed the inside information to the SET on 15 November 2019.Dr. Kumpol’s insider trading of CHG shares was an
activities towards climate resilience. In drafting the Taxonomy, the BOT and the SEC, have received, through public consultation, and taken into account useful comments and recommendations from various
Assistant Secretary-General Jomkwan Kongsakul said “SEC is ready to support the government policy in promoting SMEs and startups to gain access into funding sources for business development through
) RegTech & SupTech: To deploy regulatory technology and supervisory technology (RegTech & SupTech) for supervision and data linkage. For example, to enable the use Electronic Know-Your-Client (E-KYC) through
General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view
with the law on digital technologies, extend services of the capital market to the public, and develop potential for service giving and market operation through digital tools and channels in line with
selection and appointment of the SEC Board of Directors, which may include the appointment of a subcommittee to screen the candidates, and the selection would be through a confidential voting method whereby