Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in
Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a
revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC
behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information
responsibilities, of the personnel in charge of operations in the event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include
Commercial Bank Mashreq Bank Bank of Communications 19% 14% 13% 8% 7% 7% 5% 4% 4% 3% Total 84% 0% 20% 40% 60% 80% 100% 2019 Jan 2020 Feb 2020 Mar 2020 Apr 2020 46% 47% 30% 30% 11% 11% 49% 47% 47% 28% 31% 34
Commercial Bank Bank of Communications Mashreq Bank 20% 14% 12% 8% 7% 7% 4% 4% 4% 4% Total 83% 0% 20% 40% 60% 80% 100% 2019 Feb 2020 Mar 2020 Apr 2020 May 2020 47% 30% 11% 49% 47% 47% 28% 31% 34% 11% 12% 10