the purpose of law enforcement according to the authority of the three agencies. This includes executing the case with the fined person in a criminal case in order to effectively seize property or
Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The
million baht. The SEC?s findings were similar to the previous investigation in that Wichai had falsified document for securities purchasing order to deceive NIPPON into paying for such fictitious purchase
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
ทรัพย์และบัญชีเงินลงทุนของลูกค้า (Customer Confirmation and Portfolio) ที่มีรายการไม่ครบถ้วนตามหลักเกณฑ์การจัดทำรายงานการส่งคำสั่งซื้อขายของลูกค้าเพื่อใช้แทนใบคำสั่งซื้อขาย (order ticket) จึงเป็นการไม่
) Category I: Prohibited Characteristics: 1. being a person put under receivership, or being bankrupt, incompetent, or quasi-incompetent by a court’s order; 2. being a person under prohibition by the Stock
more clearer in order to propose for further approval by the Extraordinary General Meeting of Shareholders No. 1/2018. Details of which are as shown in the Information Memorandum on the Asset Disposal
supervision of the Central Bankruptcy Court, THB 894 million, and the asset impairments incurred from the retail business restructuring of Bangchak Retail Co., Ltd. THB 135 million. Resulting in this quarter