applicant and group of parent company.  {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1

Securities Commission Office (SCO), Pusat Pembinaan Akuntan da Jasa Penilai Indonesia (PPAJA), Certified Public Accountants and Auditing Oversight Board (CPAAOB Japan), China Securities Regulatory Commission

investment knowledge for the general public and ?Core Process Improvement? for developing its services and internal operating systems under the project "SMART SEC Administrative Office" at ?Thailand ICT

Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises

Sakkarin Ruamrangsri.           2.2 Corporate Affairs Division comprises Human Resource Department, Information and Communication Technology Department, the Office of the Secretary-General, General

charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information

-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress

, subject to the prohibited characteristic of the auditor in the capital market under Clause 16(1) of the Notification of the Office of the Securities and Exchange Commission No. SorChor. 39/2553 Re

, together with the annexed table.(2) Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2569 Re: Determination of Additional Definition of Institutional Investors under the

serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as