. Dome Fund to pay 10.4 million baht to Bania. It was claimed that the payment was made for the turnkey contract of construction and improvements of certain areas in T.U. Dome Fund assets, which was

proportion of the cost of sales to net sales revenues from 51.81% to 48.86% and the improving of gross profit margin which increased from 48.19% to 51.14%. However, the Company still pay attention and monitor

sanctions* on the five offenders, requiring them to pay a civil penalty, a compensation at an equal amount to the benefit received or that would have been received, and a reimbursement of investigative

clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the

the company issuing the securities sold in the above transaction. Failure to conduct KYC/CDD process to verify and record the beneficial owner's identity, despite learning of such identity, was in

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market

profits from the order.   SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has

transfer date, where the fair value of all of UE’s assets that will be transferred to the Company as at June 30, 2017 was in a total sum of Baht 12,917 million, and pay consideration for the entire business

failure of such identification. (2) In case of a holding company, provide information on the shareholders of the subsidiaries undertaking the core business according to the guidelines under (1) as well; (3

, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of