บนัจดัอนัดบัความน่าเช่ือถือท่ีไดรั้บความเห็นชอบตามหมวดน้ี ตอ้งด าเนินการให้เป็นไปตามหลกัปฏิบติัในการประกอบธุรกิจการจดัอนัดบัความน่าเช่ือถือ (Code of Conduct Fundamentals for Credit Rating Agencies) ท่ีก า
cause volatility in both money and capital markets at any time. This is despite the success of an agreement to “Phase One” of the trade deal, reached in January 2020. Market Risk in Trading Book
mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public
the world’s large oil producers. Heavy sell-off of shares was evident, which triggered the “circuit breaker” of the Stock 8 Exchange of Thailand in order to temporarily suspend share trading for the
trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had
Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any
> - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives contracts related to digital assets trading
suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023 - a bar from serving as a director or executive in a
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
extraordinary payment and the highest rate of payment in five years. Subsequently, they commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take