with supplementary documents as specified in the electronic work system of the Office. Clause 113 Repealed. Clause 123 In the case where the Office considers that the applicant has properly and fully met
with supplementary documents as specified in the electronic work system of the Office. Clause 113 Repealed. Clause 123 In the case where the Office considers that the applicant has properly and fully met
within 30 days as from the date of receiving the application together with complete and accurate evidentiary documentation; 3. Supplementary documents for the application for establishing a branch office
the following documents, containing the same material information as the draft submitted to the SEC Office according to the Notification of the Office of the Securities and Exchange Commission
the following documents, containing the same material information as the draft submitted to the SEC Office according to the Notification of the Office of the Securities and Exchange Commission
from the date on which the disruption occurs. Once the major operational disruption ends, intermediaries shall notify the SEC without delay. Clause 10 Intermediaries shall keep documents and evidence
contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as provided via the electronic system of the Office and shall pay the application fee for
without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause 9 and Clause 10 for a minimum period of two years from the preparation date thereof
major operational disruption ends, the securities company shall notify the Office without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause
major operational disruption ends, the securities company shall notify the Office without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause