Capital Market Supervisory Board. SECTION 89/12 A https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2008-no4.pdf PowerPoint Presentation . Supervision of Mutual Fund Management and Fund
access to capital markets securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and
) shareholders? meeting pursuant to the SEC's order, and (3) establishment of the Capital Market Development Fund (CMDF). The draft amendments under public consultation can be summarized as follows: (1
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, and serve as a fundamental pillar for sustainable organizational and economic development in the future. This commitment aligns with SET’s vision: To Make the Capital Market ‘Work’ for Everyone
of offences regarding deceitful, fraudulent or dishonest management of assets; or (5) being taken action and unable to perform the duties as personnel in the capital markets industry in the following
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish