compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or for concealing shareholding information, which could lead to inappropriate behaviors in

bond issuers. This also includes ensuring sufficient disclosure of information for investors through the funding portals’ platforms, accommodating their decision-making regarding the use of services

for the approval of the warrants and the underlying shares. The failure to disclose such information resulted in non-compliance with the said Notification.   Since the meeting notice may have incomplete

2025.* Subsequently, CHARAN requested an extension of the submission deadline, citing the engagement of a consulting firm to enhance its data preparation processes and information technology

statements even though the company later submitted other financial statements that provided more updated information on the shareholders’ equity to the SEC such as quarterly financial statements and half-year

The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure

the public and all relevant stakeholders regarding the principles to amend these two Acts as follows: (1) broadening the channels for business operators to disclose financial statement information and

establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will

Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The

information would lead to investors? better understanding of the products and more convenient comparison with other financial instruments. Also, a previous hearing on the principles for the disclosure amendment