a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was in violation of Clauses 23(2) and the prohibited characteristics of the
imposed fines on the aiders. (Details in the SEC News Release No.79/2010 and 91/2010). ?Share price manipulation is unfair trading. It damages confidence of investors and all stakeholders in the capital
will help business operators realize that issuing shares, debentures, or other types of fundraising through the capital market is not too complicated or costly. Rather, it will be alternative fundraising
ราย {ก} ไม่บันทึกการรับคำสั่งซื้อขายหลักทรัพย์ของลูกค้ารายหนึ่งจำนวนหลายรายการ และตรวจพบจากกระดาษ post-it ที่ {ก} จัดทำไว้เองว่า {ก} จัดทำรายงานการส่งคำสั่งซื้อขายหลักทรัพย์ของลูกค้า (ใบ F8) ที่ใช้
, 2013 regarding the proposed asset disposal opposed by independent financial advisor. Under the proposal, most of WIN?s assets will be sold to a property fund.WIN earlier announced that it will propose to
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
service providers and approved individuals under SEC supervision are available at www.sec.or.th/seccheckfirst and SEC Check First application. The public should verify information before believing it to
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับตลาดหลักทรัพย์แห่งประเทศไทย (ตลาดหลักทรัพย์ฯ) จัดงานสัมมนาออนไลน์ IT VISION 2026 หัวข้อ “Q-Day is Coming: Are Thai Capital Markets
public being unable to access it. The SEC advises investors who use the aforementioned platform to consider withdrawing or transferring their assets from the platform before 2 May 2026 to protect their