work. In addition, the Office of the Secretary-General has been established to support the SEC Board and integrated collaboration with external parties. The SEC reorganization becomes effective on 1
โดยมี Madam Saysamone Chanthachack, Secretary General, Lao Securities Commission Office (LSCO) เป็นประธานกล่าวเปิด และนางสิริวิภา สุพรรณธเนศ รองเลขาธิการ ก.ล.ต. กล่าวปิดหลักสูตรอบรม ทั้งนี้ ก.ล.ต. มี
of cooperation between three domestic regulatory agencies including the Bank of Thailand, the Office of Insurance Commission, and SEC to ensure efficient regulatory supervision.Other important
Hotline at 1207, the official SEC Facebook Page at “สำนักงาน กลต.” (Office of the SEC), or SEC Live Chat at the SEC website. _______________________
Office (LSCO) ร่วมกล่าวต้อนรับผู้แทนจากหน่วยงาน SERC LSCO หน่วยงานภาคการเงินของ สปป. ลาว ตลาดหลักทรัพย์และผู้ประกอบธุรกิจในตลาดทุนของทั้งสองประเทศที่เข้าร่วมอบรมและแลกเปลี่ยนความคิดเห็น เมื่อวันที่ 8
Unyakowit), who was then an IEC executive. Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy
business thoroughly, causing incomplete disclosure in the filing concerning risk factors, conflict of interests, and trade mark.Akekajak?s actions were considered as failure to comply with the SEC Office
offering of investment units issued by general mutual funds in Thailand, such as the requirements on prospectus, fact sheet and annual report. In addition, a local representative or representative office
, supported by the government and the Office of National Anti-Corruption Commission, aims at pushing forward the fight against corruption nationwide.?Vorapol added that ?The SEC praises members of the two
back office possessing important information of funds and customers will be allowed to outsource only to the business operators? subsidiaries or financial institutions. Outsourcing to other licensed