and established under the approval of, and registration with, the SEC Office with the objective to promote and develop securities businesses in the category of investment management. Clause 2 This
Exchange of Thailand (Attachment 1) as well as to seek an approval for …/3 - 3 - entering into such transaction from the shareholders’ meeting with votes of not less than three- fourth of total number of the
Kiat (“Dato’ Marco Low”), to be NDR’s director. In addition, the s THB or 118.53% of the Company’s NTA as of September 30, 2017. and more than 3% of net tangible assets. So the Company needs an approval
institutions. According to the new law, the Bank of Thailand (upon approval of the Minister of Finance) shall be authorized to determine additional criteria that specialized financial institutions must comply
payment. The Company shall procure the Board of Directors to resolve to offer the private placement of shares within 30 days from the date which the Financial Statement has been completed. In case that the
amount of payment. The Company shall procure the Board of Directors to resolve to offer the private placement of shares within 30 days from the date which the Financial Statement has been completed. In
tangible assets. So the Company needs an approval o transactions from shareholders’ meeting with the vote of not less than three-fourths of total votes of shareholders who attend and grant the right to vote
of conduct specified by the SEC Office, or by the Association of Investment Management Companies with approval of the SEC Office; (3) the professional ethics and standards specified by the Association