Mr. Sunthorn Srimai Mr. Sunthorn Srimai rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC
Miss Kornrawan Sunprasert Miss Kornrawan Sunprasert rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited
person shall have the following characteristics: (1) in case of being an employee of management company, the position held shall not cause any conflicts of interest with management of fund and shall not
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
times), including conducting any other actions in relation to the offering, allocation and subscription of the said newly-issued shares and being responsible for delivering the information and disclosing
รายงานประจําปี 2564 กองทุนเปิด ทสิโก้ หุ้นไทยWell-Being (TISCO Thai Well-Being Equity Fund) สําหรับระยะเวลา 1 ปี ตั้งแต่วนัที่ 1 พฤษภาคม 2564 ถงึวนัที่ 30 เมษายน 2565 บริษทัหลกัทรัพย์จัดการกองทุน ทสิ
investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a
17. In this regard, the affiliated transaction, whether in the case specified in Clause 14, Clause 15, Clause 16, Clause 17 or any other case, shall comply with the following rules: (1) being