paragraph to submit any necessary documents or reports within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 In the event that, prior to the
on 29 June 2020, which aims to provide investors in the Greater Bay Area (“GBA”) – consisting of Guangdong, Hong Kong, and Macau – a mutual access to investment products available within the GBA via
complete the consideration process within one hundred and twenty days as from the date of receiving the application together with the accurate and complete evidentiary documentation according to the
for the Securities and Exchange Commision to consider granting the license, in which case the Securities and Exchange Commission shall complete the consideration process within one hundred and twenty
application for approval for derivatives trading according to Clause 7 within thirty days as from the date on which the Office receives the complete application and supplementary documents. Clause 9. In case
shall consider and make a decision relating to the application for approval for derivatives trading according to Clause 7 within thirty days as from the date on which the Office receives the complete
provided in the Office’s electronic system. Clause 8. The Office shall consider and make a decision relating to the application for approval for derivatives trading according to Clause 7 within thirty days
A derivatives broker shall require its clients to deposit a margin within the specified period as follows: (1) For initial margin : (a) in case of institutional client s or market maker s , the margin
require its clients to deposit a margin within the specified period as follows: (1) For initial margin: (a) in case of institutional clients or market makers, the margin shall be deposited at least one hour