the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a
publicly disclose the rectified financial statement which has been audited by auditor.The order has been issued after the SEC findings indicated that the auditor gave adverse opinion on the SINGHA?s
report. Listed firms will accordingly be beneficial if putting emphasis on information disclosure in support of the assessment. The SEC encourages Thai listed firms to be well prepared in order to be
the next two years from June 16, 2011. The order has been issued after the SEC?s finding indicated his serious audit mistake and failure to comply with the auditing standards in performing the audit of
Chief Marshal Prajin Jantong the Commander-in-Chief of the Royal Thai Air Force, the deputy chief of the National Council for Peace and Order (NCPO). The infrastructure fund regulations have been in
Bee filed a cancellation notice to his broker, Globlex Securities Co., Ltd., in order to void the purchase transactions has no effect on the Sub-Committee?s opinion as well because the purchases of EIC
information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly
another person. Then, the shares were resold to ZMICO at 19.75 baht per share which was not the normal market price. Later, the public prosecutor issued a prosecution order and filed a lawsuit against
the charge of defrauding the public which is a violation of Section 343 of the Penal Code.In case of Tyler Terrel Wasser and Patrick De Souza, the public prosecutor issued a prosecution order; however
securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the