(consisting of civil penalties, compensations in the amount equal to the benefits received or would have been received, and reimbursements of investigative expenses incurred by the SEC) and prohibiting them

filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the

Mr. Ekkamon Chuntori On 22 August 2012, Mr. Ekkamon Chuntorii assisted or facilitated for Mr. Surasak Chuntori in allowing him to use his trading account to purchase 75,000 Siam Global House Public

other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to clear such transactions through her securities trading account on continual basis and in concealment to mislead

(or in the other name as Mr. Wuttipong Rattananon) aid and abet Mr. Winai Tiaosomboonkij by permitting to use his own securities trading account in purchasing TFG’s share or purchasing TFG’s share

been disclosed to the public and she has access by virtue of her office or position. Mrs. Supritha sends orders to buy 7,940,100 shares of PTL in Polyplex (Asia) Pte. Ltd. (“PAPL”)’s securities trading

February, 2016 through the securities trading accounts of Mrs. Usuma by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered a judgement that the

February, 2016 to 4 March, 2016 through the securities trading accounts of Miss Thitirat by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered

or sale volume of those cryptocurrencies. In this regard, the Market Maker had reported trading activities in its account to Satang for Satnag’s acknowledgement. Satang’s offence was resulted from

or sale volume of those cryptocurrencies. In this regard, the Market Maker had reported trading activities in its account to Satang for Satnag’s acknowledgement. LLC Fair Expo’s offence was resulted