criminal complaint has resulted in the alleged offenders having untrustworthy characteristics and being prohibited from holding the positions of director and executive of securities issuing companies and

, Senior Head, Global Industry Standards and GIPS Standards Executive Director, CFA Institute กล่าวว่า “CFA Institute และสมาคม ซีเอฟเอ ไทยแลนด์ ได้ร่วมกันมุ่งพัฒนาขีดความสามารถและเพิ่มระดับความน่าเชื่อถือของ

assets in the capital maintenance reports;  (2) had concealed business control power and lacked good corporate governance by allowing the person, who was neither a company’s director, executive, nor staff

Innovation at Bank of Ayudhya, Mr. Jirayut Srupsrisopa – Co-Founder and Chief Executive Officer of Bitkub Capital Group Holdings, and Proud Limpongpan – Chief Strategy Officer of Zipmex Asia. Ms. Archari

the initial consideration, the SEC will deliver a presentation of its hosting readiness to the IOSCO Executive Board for consideration and selection in October 2019 in Madrid, Spain

the director and executive of issuing and listed companies1 and is therefore banned from holding such positions.    ____________________ 1 Clause 3(1) in conjunction with Clause 4(3) and (6) of the

performing duties at the KTB Securities (Thailand) Public Company Limited (KTBST)*, i.e., Win, Executive Chairman, Ratachai, Co-CEO and Head of Investment Banking, and Vijchu, Head of Private Fund Management

companies? chief executive officers (CFO), the key persons responsible for accuracy and reliability of financial reports, aiming to raise awareness of their responsibilities and importance of financial

executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider

collaboration.Commenting on the proposed AARG-World Bank collaboration, Mr. Kenneth Yap, Chief Executive, ACRA said ?This initiative bodes well for boosting the confidence in the ASEAN capital markets. The World Bank?s