from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed returns and appropriate warnings about investment risks must be included. In case of
twelve months, effective from 19 October 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and
-related risks and opportunities into securities analysis and asset management to enable favorable long-term returns for investors. The Thai version of the TCFD recommendations is now available for
bond redemption for one year and three months, to be due on 8 July 2026; (3) Structuring the principal repayment into four installments, with the first three installments comprising a total
repayment into four installments, with the first three installments comprising a total of no less than 43 percent of the bond value on the issuance date, and the fourth installment settling the remaining
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
DA operators will have a proper organizational structure with checks and balances in their management and the board of directors will be able to perform their duties more efficiently, taking into
such other businesses in general in compliance with the current regulations; (2) If other businesses have a high investment value as specified by the rules, they would be classified into two
activities towards climate resilience. In drafting the Taxonomy, the BOT and the SEC, have received, through public consultation, and taken into account useful comments and recommendations from various
) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law