analysis report. I trust that the team will be a role model for capital market profession and future for capital market professionals. We admire CFA Society of Thailand for their constant endeavor to develop

sanctions.   In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by the inquiry official and the

each. The acceptance of the fine penalty by most of the offenders will be used to furtherance the merit of the SEC?s criminal complaint against Siwasit, Noppawan and Viroj. In addition, Kornyachath?s

2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will

person?s directorship and executive position at a publicly held company in accordance with Sections 89/4 and 89/6 of the SEA. In this regard, the SEC will not maintain Suthisak?s name on the Executive

complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by the DSI and the public prosecutor, and the court will judge the case

already expired on 31 December 2024, the SEC has set a 10-year period starting from 15 October 2025 during which her applications for approval to be personnel in the capital market business will not be

executive for a period of 22 months.  The civil sanctions prescribed by the CSC will take effect once the offender signs a letter of consent agreeing to comply with the sanctions. If the offender refuses to

Section 176 of the Organic Act on Anti-Corruption B.E. 2561 (2018). Such efforts will be implemented through appropriate internal control mechanisms and by promoting good corporate governance among

each.  The barring periods from serving as directors or executives of securities issuing companies or securities companies above will take effect on the dates the offenders sign letters of consent