with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to
Mr. Yim Leak A fund acquired newly issued shares of VGI Public Company Limited ("VGI") on December 3, 2024, resulting in such fund’s shareholding exceeding each five percent threshold of
issued securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
information material to negative changes in the price of STARK's share to commit offense in using Miss Yosabavorn Amarit's securities trading account to sell STARK shares on February 2023 before STARK
STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed
;)'s share to commit offense in using her securities trading account to sell STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act
Mr. Sagha Sakulekpaisan During April 24 - May 2, 2008, Mr. Sagha Sakulekpaisan (formerly Chakchai (Thana) Sae Jiem, also known as “Here-Tee”) traded shares of three companies - Focus Development and
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance dismissed
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance disposed