with complex instruments before selling them such instrument? said SEC Secretary-General Thirachai Phuvanatnaranubala. --------------------------------------------*On a daily basis, LBDU licensees must

underwriting of TAKUNI and CCN securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or

subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the

to learn more about investment unit selling operation.Vorapol Socatiyanurak, SEC Secretary-General, said that the exchange of Letters for Cooperation resulted from continual collaboration between the

client's assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

?s assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

responsibility for the financial statement preparation, inability to audit operating  system manual in petroleum gas selling system, gas packaging tanks purchasing system and small-sized gas cylinders quantity

potential loss. From his conversation with the client recorded, he traded securities for the client several times a day and submitted the selling orders at the prices lower than or equal to the purchase

Mr. Yanyong Intarasongkarw Mr. Yanyong Intarasongkarw joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of

Mr. Raweerot Khiannilsiri Mr. Raweerot Khiannilsiri joined or agreed with other offenders in manipulating 6 securities by separating duties to transact buying or selling orders in a way of concealing