disclosed to the public. 09/01/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33

;  - a compensation of the benefit received from committing the offense in an amount of 450,000.00 Baht     - a civil monetary penalty of 517,500.00 Baht 

Bangkok, October 6, 2014 ? The SEC revoked approval of  2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset

November in Singapore. The SEC engaged in various meetings and seminars, including discussions with representatives from the Monetary Authority of Singapore (MAS) to exchange knowledge, experiences, and

honesty by disguising that trading decisions were not actually made by clients; and receiving orders from persons not the owner of securities trading accounts. He was an employee of Tisco Securities Company

associations already admitted as CAC certified members, namely Kasikorn Securities Plc., Tisco Securities Co., Ltd., Kasikorn Asset Management Co., Ltd. and Tisco Asset Management Co., Ltd. The said admission to

(NMG), Electronics Industry Public Company Limited (EIC), and Tong Hua Holding Public Company Limited (TH), requiring them to pay a total, collective monetary civil sanctions of 33,677,137.50 baht

, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of

Sanction Committee (CSC) has resolved to impose civil sanctions* on the two offenders above, requiring them to make payments for the civil monetary penalties and the reimbursements of investigative expenses

discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among