of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5. 5 Derivatives broker shall
of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5.5 Derivatives broker shall
licensed to undertake the derivatives business by a regulatory agency on derivatives in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO); (5) “ investor
to undertake the derivatives business by a regulatory agency on derivatives in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO); 1 As added by the
หนึ่งดังตอไปนี้ 2 (ก) เปนสมาชิกของ International Organization of Securities Commissions (IOSCO) โดยหนวยงานดังกลาวตองเปนพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding
on predictive risk management through the establishment of principles and policies for management of all risks, effective capital management and creation of a culture of risk awareness organization
กบัดูแล หน่วยงานใดหน่วยงานหน่ึงดงัน้ี และตอ้งไม่อยูร่ะหวา่งถูกหน่วยงานก ากบัดูแลดงักล่าวสั่งหา้ม การซ้ือขายผลิตภณัฑจ์ากต่างประเทศนั้น (ก) หน่วยงานก ากบัดูแลท่ีเป็นสมาชิกของ International Organization of
international organization concerning capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of derivatives exchanges so that their services are
committee. The Company operates the business with awareness of environmental, social and governance and bring the Sustainable Development Goals; SDGs as the part of organization driven continuously to respond