of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into
the IOSCO within 7 June 2019. The discussion between the IOSCO and the SEC took place at Hilton Hotel in Sydney, Australia during the IOSCO Annual Conference, hosted by the Australian Securities
, government agencies, and large private companies to deceive people into investing, causing significant financial losses. The press conference took place at the Royal Thai Police, on 23 August 2023.
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
experiences in overseas investment. Under the proposed regulations, derivatives brokers must have infrastructure in place to render service to retail investors to trade derivatives on foreign derivatives
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
transformation, adaptation to rapidly evolving technology, strategies for getting ready for the future, as well as challenges and obstacles faced by digital leaders. The event took place at EMSPHERE Shopping
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
May 25, 2017 Subject: Notification on the Acquisition of Assets of AAPICO Hitech Public Company Limited To: The President The Stock Exchange of Thailand Enclosure: Information Memorandum Concerning the
audit and express an opinion on the Company’s financial statements in their place, which shall be subject to the approval of the Annual General Meeting of Shareholders No. 1/2018. 10. Approved the related