, (6) Miss Jaroonluck Kongkarien (later renamed Nittha), and (7) Mr. Veerawat Sukwara.  Following the auditor's report and the SEC's further investigation, it was found that from September 2015 to

August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under

decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities

Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1

Programme (A-MDP) to ensure all ACMF members benefit from regional capital market connectivity. Following the successful first phase of implementing the regulatory programme in developing domestic bond

it has already been disseminated via SET electronic system; (3) The following cases will be exempted from filing of every five percent report:- Borrower and lender in securities borrowing and lending

compensation payment to its local and international clients is underway.    Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control

{C}, a securities investment consultant. They were employees of Country Group Securities PCL while the misconduct occurred. Following the complaint filed with the SEC and the complaint inspection

, especially non-majority shareholders, increased board professionalism and promoted  high levels of corporate transparency. However the framework could be further improved with the adoption of the following key

, especially non-majority shareholders, increased board professionalism and promoted? high levels of corporate transparency. However the framework could be further improved with the adoption of the following key