compliance with this Notification and the governing laws or associated regulations. Clause 6 The SEC Office shall have the authority to revoke an approval in the following conditions: (1) the provision of
approved person is in compliance with this Notification and the governing laws or associated regulations. Clause 5 The SEC Office shall have the authority to revoke an approval in the following conditions
an approved person is in compliance with this Notification and the governing laws or associated regulations. Clause 5 The SEC Office shall have the authority to revoke an approval in the following
these measures are incorporated into the business, and market circumstances. CRAs should give full effect to the IOSCO CRA Code subject to regional and national laws and regulations governing the
) the applicant or the originator is subject to restrictions under other laws, which does not allow them to comply with the regulations or conditions to be exempted; (3) the applicant or the originator
application, the applicant shall not be in violation of or fail to comply with the applicable foreign laws or regulations as well as the 15 orders issued thereunder relating to preparation and submission of
issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached
shall demonstrate that it is able to offer for sale of newly issued shares in accordance with the laws and regulations of the jurisdiction where the applicant is subject to. Clause 15/12 An applicant
, Section 41 and Section 43 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This