, report on offering result and periodic reports must be filed with the SEC after closing period of offerings. In case of private placement, more relaxed regulations will apply.?Debt securities have gained

contact the ECD Police at 0-2237-1199 to reinforce further legal proceedings.? ?If you have been solicited to invest in derivatives on gold and crude oil, for instance, with considerably high return on

?Pride of the Provinces? two years ago, 219 companies from 39 provinces nationwide have participated in the project.? The SEC realizes that wider participation will bring about more awareness, knowledge

, a few post retirement funds have been established while the number of retirees keeps growing rapidly. Other countries, Australia, for example, see the importance of this type of fund to promote self

, Thailand (SEC) and the Singapore Exchange (SGX) have signed a Memorandum of Understanding (MOU) to establish a Streamlined Review Framework for the ASEAN Common Prospectus. The Streamlined Review Framework

, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015

violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with

that everyone should start retirement planning early in order to have longer investment period and more flexible investment patterns with smaller amount for each installment as well as more likelihood to

. In a number of cases, the clients authorized the investment consultants to make trading decisions on their behalf. Usually, those clients did not have enough time or viewed that the investment

funds with low fees and rule-based investment strategy such as strategic betas have gained more popularity in many markets.