by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license. In addition, the existing and new coming Type D
business operators from responsibility in the outsourced activities.The business operators will be allowed to outsource the activities to any other business operators without seeking for the SEC approval but
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
investment advice without any reference from analysis report or certification of Maybank Kim Eng Securities (Thailand) Plc. Certain statements contained in the said could make the client believe that he will
top 50 SET-listed shares and top 5 mai- listed shares will be removed, respectively. Furthermore, listing of any shares on the Turnover List will result in listing of warrants on those shares, as well
SEC and related organizations have complied with FATF standards. We are certain that the announcement will not directly affect capital market business. If there will be any indirect impact on private
more investment choices. Any comments and suggestions are welcomed for further development,? said Vorapol. Mobil App ?start-to-invest III? is now ready for both IOS and Android fans to download or
concerning servicing digital assets and promotion of their services. They must not violate any laws or support illegal activities. If violations are found, the SEC will take legal enforcement action.” In
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017
from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action